Staff Accountant and Finance Analyst – Newport Beach, CA

Work for a well-respected minority investment bank and institutional brokerage firm in Orange County. With a great leadership team, incredible employee appreciation and undeniable chances to grow – look what we have to offer you!

Hours: Aligned with The NYSE (NY), 6 AM – 2 PM

Pay: $75,000 - $100,000 or more based on experience. Plus annual plus discretionary annul bonus.

COMPANY PROFILE:

·       A Service-Disabled-Veteran Owned minority investment bank and institutional brokerage company located in Newport Beach, CA.

·       Investment banking services for primary debt and equity capital market transactions and better execution for institutional clients focused on domestic and international equities and more.

·       Growing small business with personal and professional growth

FEATURES AND BENEFITS:

·       401(k)

·       Medical

·       Dental

·       Vision

·       Life Insurance

·       Employee Assistance Program (EAP)

ROLE YOU WILL PLAY:

Seeking an experienced accountant for this Staff Accountant/Finance Analyst Role.  In this role, you will perform a variety of general accounting duties plus assist in finance analytics for the company.

The ideal candidate should possess a robust accounting and finance background, with specific experience in a financial investment broker-dealer environment. Additionally, knowledge of risk management principles, regulatory compliance, and trade surveillance is highly desirable. Experience with account onboarding processes and financial analysis would also be advantageous.

Accounting Responsibilities:

·       Reconciling sub-ledgers to general ledger account balances

·       Preparing financial statements, journal entries and account reconciliations

·       Assisting with preparation of regulatory filings

·       Supporting month-end and year-end close

·       Reconciling clearing broker transaction activity and account balances

·       Maintaining and reconciling fixed asset and facility lease schedules

·       Assessing internal controls, including risk assessments and review of risk areas

·       Assisting with budget preparation and preparing monthly budget variance analyses

Credit/Finance Analyst Responsibilities:

·       Assess the creditworthiness of new and existing customers by analyzing financial statements, credit reports, and other relevant information.

·       Identify and analyze trends and patterns related to credit risk and provide recommendations for mitigating potential risks.

·       Financial & Process Analysis: Perform projects involving data and process analysis methods and techniques in support of various departments and business lines.

·       Compliance and Operations related projects: As assigned.

BACKGROUND PROFILE:

·       3+years of experience in general accounting.

·       Familiar with conducting financial analysis within the broker-dealer industry or financial services sector.

·       Knowledge of securities regulations, including SEC, FINRA, and margin reporting requirements is a plus.

·       Excellent analytical skills with the ability to interpret complex data sets and identify trends, patterns, and anomalies.

·       Ability to work independently and collaboratively in a fast-paced and dynamic environment, with a commitment to professionalism, integrity, and ethical conduct.

·       CPA license preferred but not required

·       Bachelor's degree in accounting or finance.