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Fixed Income Settlements | Trading & Sales Operations Director
Columbus, OH
Posted 11/22/2024
Top Tier Broker Dealer looking for a Fixed Income Settlements | Trading & Sales Operations Director to join their growing team.  This is an excellent opportunity to be responsible for monitoring day-to-day operational systems and processes while adhering to all internal and regulatory compliance requirements.  
 
QUALIFICATIONS
  • Bachelor’s degree from an accredited college or university required. 
  • Minimum of five years of experience in sales & trading and/or securities clearing operations.
  • Agency CMBS and municipal fixed income experience.
  • Series 99 required; Series 7 is preferred.
  • Experience with regulatory examinations.
  • Strong understanding of fixed income products and settlement processes.
  • Familiar with industry platforms and systems (DTCC, Bloomberg, clearing systems, IPREO, MSRB/EMMA).
  • Proficient in IT and Microsoft Office suite (Excel, Word, PowerPoint, Access, Teams).
  • Excellent analytical and problem-solving skills.
  • Strong attention to detail and accuracy.
  • Effective communication and interpersonal skills.
  • Ability to work under pressure and meet tight deadlines.
  • Effective communication and interpersonal skills.
  • Excellent organizational, communication, presentation, and interpersonal skills.
  • Ability to plan, organize, and prioritize assignments and to meet critical and established deadlines.
  • Ability to manage multiple assignments and transactions simultaneously.
  • Demonstrated ability to maintain confidentiality and to use discretion in the performance of daily activities.
  • Ability to learn quickly and demonstrated ability to work independently and as part of a high-performance team.
  • Flexibility and ability to work under pressure with tight deadlines and constant interruptions.
  • Ability to adjust priorities in a changing environment.
 
This role will sit HYBRID out of the Columbus, OH office.
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